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20 Nov 2009 18:35
20 November Statement Update on CP09/23: The assessment and redress of payment protection insurance complaints 20 November Miscellaneous Letter to ABI re Lloyds Banking Group capital [PDF] 19 November Final notice Rashid Farid [PDF] 19 November Speech by Lesley Titcomb Keynote address to the European Mortgage Federation's annual conference Speech by Lesley Titcomb 20/11/09 -
20 Nov 2009 00:24
20 November Statement Further update on Keydata Investment Services Limited 19 November Consultation paper CP09/28: Listing Regime review Consultation on changes to the listing categories consequent to CP09/24 19 November Speech by Margaret Cole The FSA’s agenda for fighting financial crime Speech by Sheila Nicoll 19/11/09 -
18 Nov 2009 10:13
18 November Speech Annual Conference Conducting Business with Consumers – Delivering the best outcomes 18/11/09 -
17 Nov 2009 17:56
17 November Press release FSA fines former stockbroker £24,000 for market abuse 3 November Final notice Alexei Krilov-Harrison [PDF] 17/11/09 -
13 Nov 2009 18:07
13 November Press release Jon Pain addresses mortgage industry on FSA's mortgage market review proposals 13 November Speech by Jon Pain How the regulator views the mortgage market 13 November Press release FSA fines and bans former UBS employee for helping conceal unauthorised trading losses 13 November Final notice Andrew Johnson Cumming [PDF] 13/11/09 -
11 Nov 2009 12:12
11 November Speech by Leslie Titcomb FSA Mortgage Market Review - what it means for intermediaries 11 November Press release Mortgage broker banned for concealing true nature of governance arrangements from the FSA and for mortgage fraud 11 November Press release FSA proposes to strengthen prudential standards for credit unions 11 November Consultation paper A review of the Credit Union Sourcebook (CRED) 11 November Occasional paper OP39: Regulatory reform and the cost of retail investing through life offices: 1988 - 2006 [PDF] 5 November Final notice Zaneb Sarfraz trading as Pak Property Centre [PDF] 5 November Final notice Anmbur Mohammed Saddiq [PDF] 5 November Final notice Mohammed Hanif [PDF] 11/11/09 -
10 Nov 2009 17:57
10 November Press release FSA to simplify system for calculating regulatory fees 10 November Consultation paper CP09/26: Regulatory fees and levies: policy proposals for 2010/11 10/11/09 -
09 Nov 2009 23:29
9 November Press release FSA chief says cultural change needed to drive reform 9 November Speech by Hector Sants Intensive Supervision: delivering the best outcomes 09/11/09 -
07 Nov 2009 04:52
6 November Press release Arrest made as FSA continues clamp down on share fraud 6 November Newsletter Mortgage lenders’ Round-up - Issue 1 [PDF] 6 November Handbook publication Handbook Notice 94 [PDF] -
06 Nov 2009 06:30
6 November FSA sets out new prudential regime for personal investment firms 6 November Policy statement PS09/19: Review of the prudential rules for Personal Investment Firms (PIFs) Feedback to P08/20 and CP09/20 (Chapter 11) 6 November Policy statement PS09/18: Financial Services Compensation Scheme reform Single customer view - verification 6 November Policy statement PS09/17: Close links - feedback on CP07/21 5 November 4 November 2 November 2 November Press release 2 November 06/11/09
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