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• 19 Oct ' 12:21

  18 Oct

  Final Notice

  Commercial Insurance Services (M/CR) Limited [pdf]

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• 19 Oct ' 06:54

  19 Sep

  19/10/11 | © Financial Services Authority

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• 18 Oct ' 08:22

  27 Jul

  Supervisory Notice

  Commercial Insurance Services (M/CR) Limited [pdf]

  18/10/11 | © Financial Services Authority

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• 17 Oct ' 13:08

  17 Oct

  Final Notice

  Health and General Limited [pdf]

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• 17 Oct ' 07:48

  17 Oct

  Handbook Release

  Handbook Release 118

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• 17 Oct ' 03:42

  17 Oct

  Statement

  Applications for recognition as a Recognised Auction Platform

  17/10/11 | © Financial Services Authority

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• 14 Oct ' 10:57

  14 Oct

  Press Release

  FSA and SEC host roundtable discussion on market structures

  14/10/11 | © Financial Services Authority

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• 13 Oct ' 13:27

  • • Complaints

  13 Oct	Press Release	FSA and SEC hold Strategic Dialogue Meeting
  13 Oct	Complaint	GE-L01289
  13 Oct	James Perman & Company [pdf]
  13 Oct	Speech	RDR implementation considerations
  12 Oct	Guidance Consultation	Proposed guidance on the practice of 'payment for order flow'
  11 Oct	Speech	Why prudential regulation matters
  11 Oct	Newsletter	General Insurance newsletter - Issue 6 [pdf]
  11 Oct	Newsletter	Life Insurance Newsletter - Issue 6 [pdf]
  10 Oct	Statement	Recent meeting of the OTC Derivatives Regulators' Forum
  06 Oct	Complaint	GE-L01305 [pdf]
  05 Oct	Consultation Paper	Financial resources requirements for Recognised Bodies
  03 Oct	Statement	FSA announces re-start of the FSCS Funding Model Review
  30 Sep	Final Notice	Ashok Kumar Sharma trading as Shivani Claims Services [pdf]
  30 Sep	Press Release	Credit creation and social optimality - a speech by Lord Turner
  30 Sep	Handbook Development Newsletter	Handbook Development (Issue 139) [pdf]
  29 Sep	Speech	Credit creation and social optimality
  29 Sep	Press Release	FSA fines Towry Investment Management Ltd £494,900 for providing incorrect information to the FSA and client money failures
  26 Sep	Policy Statement	Use of non-EEA rules in calculating group capital requirements - Feedback on CP11/6 and final rules
  23 Sep	Handbook Notice	Handbook Notice 113 [pdf]
  23 Sep	Miscellaneous	Written submission to the Joint Committee on the draft Financial Services Bill. [pdf]
  23 Sep	Press Release	FSA confirms Norwich & Peterborough Building Society merger with the Yorkshire Building Society
  23 Sep	Miscellaneous	Decision by the FSA on the applications of Yorkshire Building Society and Norwich & Peterborough Building Society for confirmation of a transfer [pdf]
  21 Sep	Final Notice	South Wales Financial Services Limited (In Liquidation) [pdf]
  21 Sep	Final Notice	Mr Ian David Jones [pdf]
  20 Sep	Final Notice	Jason Geddis [pdf]
  20 Sep	Final Notice	Michiel Wieger Visser [pdf]
  20 Sep	Final Notice	Mr Oluwole Modupe Fagbulu [pdf]
  16 Sep	Statement	FSA Statement: UBS trading losses - FSA and FINMA to launch investigation
  15 Sep	Complaint	GE-L01273 [pdf]
  15 Sep	Guidance Consultation	Simplified advice
  15 Sep	Press Release	FSA fines Rockingham Independent Limited £35,000 and bans two directors and an adviser from selling complicated investments
  14 Sep	Final Notice	Towry Investment Management Limited [pdf]
  14 Sep	Final Notice	David Mackie [pdf]
  14 Sep	Final Notice	Stephen Carroll trading as Goldfinch (Independent Financial Adviser) [pdf]
  14 Sep	Final Notice	Stephen Selby trading as Selby Associates [pdf]
  12 Sep	Handbook Release	Handbook Release 117
  09 Sep	Newsletter	Financial Crime Newsletter - Issue 15 [pdf]
  08 Sep	Guidance Consultation	Transactions on Turquoise Derivatives and derivative markets where reference data is unavailable
  08 Sep	Press Release	Swift 1st Limited fined over mortgage arrears failings and will pay an estimated £2.35 million in customer redress
  08 Sep	Final Notice	Swift 1st Limited [pdf]
  07 Sep	Final Notice	Mr Stephen Robert Allen [pdf]
  07 Sep	Consultation Paper	Quarterly consultation paper No.30
  05 Sep	Newsletter	Market Watch Issue No.40 [pdf]
  02 Sep	Press Release	Tribunal directs FSA to publicly censure trader for market abuse
  02 Sep	Policy Statement	Transposition of the revised UCITS Directive
  01 Sep	Press Release	FSA obtains High Court injunction to stop market manipulation
  31 Aug	Final Notice	Anthony Smith [pdf]
  31 Aug	Final Notice	Timothy Langman [pdf]
  31 Aug	Press Release	FSA and HM Treasury publish joint consultation paper on the transfer of regulatory responsibility for credit unions in Northern Ireland
  31 Aug	Consultation Paper	FSA regulation of credit unions in Northern Ireland
  31 Aug	Press Release	FSA decides to fine firm £8m for market abuse
  31 Aug	Miscellaneous	BNY Mellon Trust & Depositary (UK) Limited - VVOP [pdf]
  31 Aug	Miscellaneous	HSBC Bank plc - VVOP [pdf]
  31 Aug	Miscellaneous	Capita Financial Managers Limited - VVOP [pdf]
  30 Aug	Complaint	GE-L01298 [pdf]
  30 Aug	Complaint	GE-L01294 [pdf]
  30 Aug	Complaint	GE-L01256 [pdf]
  30 Aug	Statement	FSA Statement: ARM Asset Backed Securities SA ("ARM")
  30 Aug	Press Release	FSA publishes amount of redress paid to PPI complainants in first half of 2011
  26 Aug	Final Notice	Graham Harold Richard Betton [pdf]
  26 Aug	Handbook Development Newsletter	Handbook Development (Issue 138)
  26 Aug	Complaint	GE-LO1247 [pdf]
  25 Aug	Guidance Consultation	Top questions asked at the Retail Distribution Review (RDR) roadshows
  24 Aug	Final Notice	Kalnan (UK) Ltd [pdf]
  24 Aug	Final Notice	Asma Ali trading as Oyes Express [pdf]
  24 Aug	Final Notice	Yasmin Choudhary [pdf]
  23 Aug	Final Notice	DCR Strategies UK Limited [pdf]
  22 Aug	Final Notice	Selvavinayakam Vigneswaran [pdf]
  22 Aug	Final Notice	Total Independent Mortgages Limited [pdf]
  22 Aug	Press Release	Three sentenced to jail for operating £27.5m boiler room scam
  16 Aug	Press Release	FSA fines Sir Ken Morrison £210,000 for Disclosure and Transparency Rules failings
  16 Aug	Final Notice	Sir Ken Morrison [pdf]
  15 Aug	Final Notice	Jonathan Edwards [pdf]
  15 Aug	Final Notice	Gary Forster [pdf]
  15 Aug	Final Notice	Stephen Hunt [pdf]
  15 Aug	Final Notice	Rockingham Independent Limited [pdf]
  15 Aug	Press Release	Tribunal upholds FSA decision to ban and fine hedge fund CEO and CFO £2.1m for deceiving investors and market abuse
  12 Aug	Handbook Release	Handbook Release 116
  09 Aug	Press Release	FSA publishes Recovery and Resolution Plans consultation
  09 Aug	Consultation Paper	Recovery and Resolution Plans
  09 Aug	Final Notice	Michael Joseph James Lewis trading as Lewis Partnership [pdf]

  13/10/11 | © Financial Services Authority

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• 05 Aug ' 07:42

  05 Aug

  Guidance Consultation

  Proposed 'Dear CEO' letters providing guidance on issues relating to remuneration

  05/08/11 | © Financial Services Authority

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• 04 Aug ' 05:11

  04 Aug

  Press Release

  Investment banker and two associates charged with insider dealing

  04/08/11 | © Financial Services Authority

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